Compliance and Manager Due Diligence

Pyxis offers client specific compliance programs to assist clients in fulfilling their regulatory and compliance requirements including SEC, FINRA, SIFMA, NFA and others. As part of its Administration Management Platform, the firm performs subscription and redemption screening for ERISA, Anti-Money Laundering and USA PATRIOT Act compliance.

Moreover, the Pyxis Research Group provides investment managers and fund operators comprehensive qualitative and quantitative due-diligence services for those in need of third party verification of specific strategies and managers.

Additionally, Pyxis can conduct investigative verification of credentials, performance claims, registration and other due diligence and background investigations.